Seet Yeow Tharm
譚旭耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seet Yeow Tharm (譚旭耀), a licensed former licensee with CE reference AZC895. This person has 4.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-22 | 2025-09-19 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-22 | 2025-09-19 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-13 | 2015-07-10 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2012-06-13 | 2015-07-10 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Seet Yeow Tharm during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.