Seet Yeow Tharm
譚旭耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seet Yeow Tharm (譚旭耀), a licensed former licensee with CE reference AZC895. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-22 | 2025-09-19 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-22 | 2025-09-19 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-13 | 2015-07-10 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2012-06-13 | 2015-07-10 |