Kit Yan Ko
高潔欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Yan Ko (高潔欣), a licensed former licensee with CE reference BQN727. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-11 | 2022-08-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-11 | 2022-08-15 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-03 | 2021-04-30 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-03-03 | 2021-04-30 |