Soo Meng Tay
鄭樹明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Meng Tay (鄭樹明), a licensed former licensee with CE reference AIC182. This person has 4.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-10 | 2021-02-02 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-10 | 2021-02-02 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-10 | 2018-09-20 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2017-01-10 | 2018-09-20 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 - Dealing in securities | 2015-10-12 | 2016-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Soo Meng Tay during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.