Wai Chi Chow

周煒智
CE No. ATO798 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi Chow (周煒智), a licensed former licensee with CE reference ATO798. This person has 9.2 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Principal Investment & Retirement Services Limited
信安投資及退休金服務有限公司
Rep Type 4 - Advising on securities 2015-06-25 2021-06-25
Principal Investment & Retirement Services Limited
信安投資及退休金服務有限公司
Rep Type 1 - Dealing in securities 2014-07-15 2021-06-25
Principal Global Investors (Asia) Limited
信安環球投資(亞洲)有限公司
Rep Type 1 - Dealing in securities 2014-03-10 2015-08-10
Principal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2009-08-20 2011-07-29

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chi Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Po Man So Principal Investment & Retirement Services Limited 2014–2021
Hoi Ka Wong Principal Investment & Retirement Services Limited 2014–2021
Kwai Keung Ip Principal Investment & Retirement Services Limited 2014–2021
Suet Yin Choy Principal Investment & Retirement Services Limited 2014–2021
Kam Ping Cheung Principal Investment & Retirement Services Limited 2014–2021
Kin Man Siu Principal Investment & Retirement Services Limited 2014–2021
Pui Man Ka Principal Investment & Retirement Services Limited 2014–2021
Pui Kei Wong Principal Investment & Retirement Services Limited 2014–2021
Antonius Chi Cheong Choi Principal Investment & Retirement Services Limited 2014–2021
Joyce Tsui Ying Tang Principal Investment & Retirement Services Limited 2014–2021
Shuk Kwan Yeung Principal Investment & Retirement Services Limited 2014–2021
Helen Chang Principal Investment & Retirement Services Limited 2014–2019
Nga Ying Cheung Principal Investment & Retirement Services Limited 2015–2021
Sze Man Kwok Principal Investment & Retirement Services Limited 2015–2021
Ka Man Pat Principal Investment & Retirement Services Limited 2015–2021
Lee Yee Cheung Principal Investment & Retirement Services Limited 2014–2019
Chun Kit Ho Principal Investment & Retirement Services Limited 2014–2019
Wai Man Lee Principal Investment & Retirement Services Limited 2014–2017
Cham Ho Principal Investment & Retirement Services Limited 2014–2018
Charles Sau Lai Wong Principal Investment & Retirement Services Limited 2016–2021

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