Andrew John Smart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew John Smart ( ), a licensed former licensee with CE reference BIG064. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-11 | 2017-04-26 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-10-11 | 2017-04-26 |