Fujia Ye
叶馥佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fujia Ye (叶馥佳), a licensed former licensee with CE reference BEM557. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-16 | 2018-09-28 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-16 | 2018-09-28 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-16 | 2018-09-28 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2018-05-16 | 2018-09-28 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-18 | 2017-06-22 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-18 | 2017-06-22 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 9 — Asset management | 2016-10-18 | 2017-06-22 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-25 | 2016-09-30 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-18 | 2016-09-30 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2014-11-18 | 2015-06-25 |