William Fitzgerald Wiswell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Fitzgerald Wiswell ( ), a licensed former licensee with CE reference AUK115. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 - Dealing in securities | 2019-06-28 | 2021-03-26 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2010-01-04 | 2019-03-11 |