Alexander Richard Baddeley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Richard Baddeley, a licensed former licensee with CE reference ATS851. This person has 11.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-22 | 2021-09-30 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2013-09-19 | 2020-09-16 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2013-09-19 | 2020-09-16 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-03-30 | 2013-06-04 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-30 | 2013-06-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-30 | 2013-06-04 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2009-09-16 | 2011-03-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Richard Baddeley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.