Kenneth Yuk Hei Tseung

蔣旭熙
CE No. ACI557 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Yuk Hei Tseung (蔣旭熙), a licensed former licensee with CE reference ACI557. Total licence records on file: 24.

Licence history

FirmRoleRegulated activityFromTo
Patrons Capital Limited
百惠資本有限公司
Rep Type 6 — Advising on corporate finance 2023-08-28 2024-03-08
Silver Nile Global Investments Limited
銀豐環球投資有限公司
RO Type 6 — Advising on corporate finance 2021-07-26 2023-04-30
HeungKong Capital Limited
香江資本有限公司
RO Type 6 — Advising on corporate finance 2020-10-19 2023-02-22
HeungKong Capital Limited
香江資本有限公司
Rep Type 6 — Advising on corporate finance 2020-09-25 2020-10-19
Mason Global Capital Limited
茂宸環球資本有限公司
RO Type 6 — Advising on corporate finance 2018-05-15 2020-04-09
Mason Securities Limited
茂宸證券有限公司
RO Type 1 — Dealing in securities 2017-05-11 2020-01-16
Mason Securities Limited
茂宸證券有限公司
RO Type 6 — Advising on corporate finance 2017-05-11 2018-06-22
Mason Securities Limited
茂宸證券有限公司
Rep Type 1 — Dealing in securities 2017-02-09 2017-05-11
Mason Securities Limited
茂宸證券有限公司
Rep Type 6 — Advising on corporate finance 2017-02-09 2017-05-11
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
RO Type 1 — Dealing in securities 2013-01-24 2017-02-08
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
RO Type 6 — Advising on corporate finance 2013-01-24 2017-02-08
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
Rep Type 1 — Dealing in securities 2012-09-03 2013-01-24
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
Rep Type 6 — Advising on corporate finance 2012-09-03 2013-01-24
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
RO Type 1 — Dealing in securities 2010-03-30 2012-03-19
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
RO Type 4 — Advising on securities 2010-03-30 2012-03-19
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
RO Type 6 — Advising on corporate finance 2010-03-30 2012-03-19
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 4 — Advising on securities 2009-12-18 2010-03-30
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 1 — Dealing in securities 2009-12-01 2010-03-30
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 6 — Advising on corporate finance 2009-12-01 2010-03-30
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
RO Type 1 — Dealing in securities 2007-03-30 2009-11-16
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
RO Type 6 — Advising on corporate finance 2007-03-30 2009-11-16
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 1 — Dealing in securities 2006-08-23 2007-03-30
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 6 — Advising on corporate finance 2006-08-23 2007-03-30
BNP Paribas Capital (Asia Pacific) Limited
法國巴黎資本(亞太)有限公司
RO Type 6 — Advising on corporate finance present 2004-10-15

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