Ninglu Wan
万凝璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ninglu Wan (万凝璐), a licensed former licensee with CE reference BUC260. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-19 | 2024-01-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-19 | 2024-01-23 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-10-19 | 2024-01-23 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-19 | 2024-01-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-19 | 2024-01-23 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-10-19 | 2024-01-23 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-10-19 | 2024-01-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2023-10-19 | 2024-01-23 |