So Fan Chan
陳素芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Fan Chan (陳素芬), a licensed former licensee with CE reference AAP394. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-06-02 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2023-06-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-22 |