Ka Yee Chong
莊嘉誼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Chong (莊嘉誼), a licensed former licensee with CE reference AME715. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enhanced Investment Management Limited |
RO | Type 4 — Advising on securities | 2022-09-19 | 2023-04-27 |
| Enhanced Investment Management Limited |
RO | Type 9 — Asset management | 2022-09-19 | 2023-04-27 |
| Enhanced Securities Limited 進陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-26 | 2022-12-31 |
| Enhanced Investment Management Limited |
Rep | Type 4 — Advising on securities | 2022-01-26 | 2022-09-19 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-02-18 | 2021-10-26 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-18 | 2021-10-26 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-02-18 | 2021-10-26 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-18 | 2021-10-26 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2020-04-22 | 2020-07-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-04-25 | 2020-07-30 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-06 | 2020-07-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2016-10-13 | 2020-07-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2016-10-13 | 2020-07-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-13 | 2020-07-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-13 | 2020-07-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-12-13 | 2014-03-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-12 | 2016-08-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-12 | 2014-03-10 |