Kam Yi Chua
蔡錦怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yi Chua (蔡錦怡), a licensed former licensee with CE reference BNQ733. This person has 6.1 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-11 | 2025-01-26 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-11 | 2025-01-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-29 | 2025-01-26 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2020-06-10 | 2020-08-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-08 | 2020-08-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-09 | 2020-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Yi Chua during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.