Chung Hei Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Hei Lau (劉仲熙), a licensed Responsible Officer with CE reference BQP850. Currently licensed at 3 firm(s): Mason Investment Management Limited, Mason Securities Limited, Harris Fraser (International) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.3 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-23 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-23 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2025-12-23 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2025-12-23 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2025-12-23 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | 2025-12-23 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-11 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-11 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 - Asset management | 2025-11-11 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-21 | 2025-12-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-21 | 2025-12-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2024-06-21 | 2025-12-23 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-07 | 2025-11-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-07 | 2025-11-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-03-07 | 2025-11-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-07 | 2023-12-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-07 | 2023-12-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-07 | 2023-12-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2021-05-05 | 2023-12-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-26 | 2023-12-02 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-26 | 2023-12-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-26 | 2023-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Hei Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.