Maat Sheung Chiu Lam
林襄潮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maat Sheung Chiu Lam (林襄潮), CE reference AQK246. Currently licensed at 2 firm(s): First Shanghai Futures Limited, First Shanghai Securities Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-02-24 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-27 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-04 | 2025-11-08 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2025-02-04 | 2025-11-08 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-23 | 2023-05-12 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-23 | 2023-05-12 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-06 | 2022-09-23 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-06 | 2022-09-23 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-06 | 2023-05-12 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-12-13 | 2022-04-29 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-16 | 2022-04-29 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-16 | 2021-12-13 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-16 | 2021-11-06 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-07 | 2021-08-16 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-24 | 2021-05-14 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-13 | 2021-05-14 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-13 | 2021-05-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-15 | 2014-11-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-15 | 2014-11-03 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-20 | 2013-07-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-04 | 2013-07-03 |