Kwai Chun Lai
黎桂珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Chun Lai (黎桂珍), a licensed former licensee with CE reference AAF785. This person has 19.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-15 | 2022-05-26 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2020-09-15 | 2022-05-26 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-13 | 2020-09-15 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-08 | 2020-02-14 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-27 | 2020-09-15 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2017-03-08 | 2020-03-13 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-14 | 2018-02-27 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 - Dealing in securities | 2005-01-18 | 2018-02-13 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-18 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-17 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-17 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Chun Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.