Ching Yin Judy Lau
劉靜妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yin Judy Lau (劉靜妍), a licensed former licensee with CE reference AFT514. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-16 | 2019-06-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2017-10-16 | 2019-06-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-19 | 2019-06-15 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-19 | 2019-06-15 |