Ka Lee Pak
白嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lee Pak (白嘉莉), a licensed former licensee with CE reference BDH206. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-01 | 2018-06-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2017-05-02 | 2020-05-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-10 | 2020-05-21 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-10 | 2020-05-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-10 | 2020-05-21 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-11 | 2015-10-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-11 | 2015-10-17 |