Kelvin Pak Tao Ng
吳栢濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Pak Tao Ng (吳栢濤), a licensed former licensee with CE reference AYN251. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-02 | 2022-06-30 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-06-02 | 2022-06-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-30 | 2021-09-08 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-08-30 | 2021-09-08 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-30 | 2021-09-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2021-08-30 | 2021-09-08 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-21 | 2021-09-08 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-21 | 2021-09-08 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-29 | 2021-06-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-29 | 2021-06-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-29 | 2021-09-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-29 | 2021-09-08 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-24 | 2020-03-24 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-11 | 2020-03-24 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-25 | 2017-08-06 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-25 | 2017-08-06 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-01 | 2012-05-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-01 | 2012-05-14 |