Windy Sau Ha Chan
陳秀霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Windy Sau Ha Chan (陳秀霞), a licensed Representative with CE reference AAJ412. Currently licensed at 1 firm(s): Mason Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.5 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2025-05-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-22 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-02-22 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Windy Sau Ha Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.