Windy Sau Ha Chan
陳秀霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Windy Sau Ha Chan (陳秀霞), CE reference AAJ412. Currently licensed at 1 firm(s): Mason Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2025-05-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-22 |