UBS AG
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS AG ( ), a Hong Kong-based registered institution with CE reference AEP554. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 7 — Providing automated trading services; 9 — Asset management. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2006-01-04.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Providing automated trading services →More firms doing Asset management →
Registered address
17/F, Li Po Chun Chambers, 189 Des Voeux Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 7 — Providing automated trading services | 2006-01-04 | present |
| Type 9 — Asset management | present | present |
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
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