Oppenheimer Investments Asia Limited
凱萬亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oppenheimer Investments Asia Limited (凱萬亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AUG613. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 7 (total recorded over time: 66). Earliest licence on file: 2010-02-12.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Unit 1002 10/F, Henley Building, 5 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2010-02-12 | present |
| Type 4 - Advising on securities | 2013-01-29 | present |
| Type 6 - Advising on corporate finance | 2010-02-12 | 2017-07-05 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (66)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Cliff Stevens Huang 黃子明 | RO 1, 4 Rep 1, 4 | 2013-05 | Present |
| Hyun Ho Kim 金賢鎬 | RO 1, 4 Rep 1, 4 | 2014-01 | Present |
| Binhan Li 李彬翰 | RO 1, 4 Rep 1, 4 | 2017-10 | Present |
| Michael Chung | Rep 1, 4 | 2012-04 | Present |
| Cindy Xingyi Lu | Rep 1, 4 | 2023-01 | Present |
| Geoffrey Cheuk Fei Yau 邱卓飛 | Rep 1 | 2017-06 | Present |
| Yan Zhang 張硏 | Rep 1, 4 | 2026-07 | Present |
| Pui Pui Cheung 張佩佩 | Rep 1, 4 | 2024-07 | 2026-03 |
| William Hugh Scobie Hornby | Rep 1, 4 | 2024-01 | 2025-11 |
| Timothy John Chillington | RO 1, 4 Rep 1, 4 | 2015-12 | 2025-06 |
| Stephen Scott Bennett Junior | Rep 1, 4 | 2015-10 | 2024-01 |
| Runan Yuan 袁茹楠 | Rep 1, 4 | 2021-08 | 2022-09 |
| Jintao Zhu 朱錦桃 | Rep 1, 4 | 2018-03 | 2021-06 |
| Lawrence Hung Jun Koo 顧弘潤 | Rep 1, 4 | 2019-04 | 2020-02 |
| Tsun Hay Hung 洪浚曦 | Rep 1, 4 | 2017-11 | 2018-11 |
| Christopher John Knight | Rep 1 | 2016-08 | 2018-01 |
| Po Yin Ching 程寶妍 | Rep 1, 4 | 2015-08 | 2017-09 |
| Robin Adam Green | RO 1, 4, 6 | 2012-06 | 2017-08 |
| Wan Chi Chu 朱韻芝 | Rep 1 | 2014-06 | 2017-06 |
| Pauline Tong 唐寶琳 | Rep 1, 4 | 2016-09 | 2017-03 |
| Kevin Cho 曹家榮 | Rep 4, 6 | 2015-08 | 2016-12 |
| Soon Yi Brian Ooi 黃順豫 | Rep 1, 6 | 2015-12 | 2016-12 |
| Eugenio T. Tan 陳傳溜 | RO 6 | 2013-09 | 2016-12 |
| Keemesh Desai | Rep 1, 4 | 2014-08 | 2016-08 |
| Dhawal Arvind Shah | Rep 1 | 2011-11 | 2016-06 |
| Noah Michael Farbstein | Rep 1, 6 | 2014-10 | 2015-09 |
| Jia He 賀佳 | Rep 1, 4 | 2014-03 | 2015-07 |
| Dapeng Xu 徐大鵬 | Rep 6 | 2010-05 | 2015-06 |
| John Bennett Liptak | Rep 1, 4 | 2015-03 | 2015-05 |
| Charles Broadfoot Holmes | RO 1, 6 | 2010-02 | 2015-03 |
| Bo-Kai Huang 黃柏愷 | RO 1 Rep 1 | 2010-10 | 2014-06 |
| Jie Ru Gillian Lim | Rep 1, 4 | 2013-03 | 2014-03 |
| Mei Lun So 蘇美倫 | RO 1 Rep 1, 4 | 2012-12 | 2014-01 |
| Calvin Ye | Rep 1, 4 | 2012-05 | 2014-01 |
| Matthew Ruddick | RO 4 Rep 1, 4 | 2013-03 | 2013-12 |
| Corinna Georgina Moeller | Rep 1 | 2013-02 | 2013-09 |
| Daniel William Holder | RO 1, 4 Rep 1 | 2012-10 | 2013-08 |
| Yan Ting Cheng 鄭恩婷 | Rep 1 | 2012-09 | 2013-05 |
| Voon San Lai 賴汶山 | Rep 1, 4 | 2012-10 | 2013-05 |
| Kyle Michael Wool | Rep 1 | 2011-03 | 2013-05 |
| Jerry Man Kit Chow 周文傑 | Rep 1 | 2012-12 | 2013-05 |
| Caroline Man Har Lau 劉曼霞 | Rep 1, 4 | 2010-08 | 2013-02 |
| Neil Lionel Newman | Rep 1 | 2012-09 | 2013-02 |
| Lik Alaric Lau 劉力 | Rep 1 | 2012-05 | 2012-11 |
| Kwonwoo Baek | Rep 1 | 2011-08 | 2012-10 |
| Pak Chun Wong 王柏俊 | Rep 1 | 2011-02 | 2012-08 |
| Jenny Wai-Yee Chan | Rep 1, 6 | 2011-09 | 2012-07 |
| Chung Leung Yip 葉仲量 | Rep 1 | 2010-11 | 2012-04 |
| Jia Wong 王嘉 | Rep 6 | 2010-04 | 2012-04 |
| Jonathan Chin Jer Gan | Rep 6 | 2011-08 | 2012-04 |
| Carlos Lai 黎嘉樂 | Rep 6 | 2011-03 | 2012-04 |
| Wu-Kuang Yang 楊武光 | Rep 1 | 2011-10 | 2012-03 |
| Chetan Bhatia | RO 6 | 2010-02 | 2012-01 |
| Steven A Bernstein | RO 1, 6 | 2010-02 | 2011-11 |
| Ya Tzu Liao 廖雅姿 | Rep 1 | 2010-10 | 2011-10 |
| Wenyuan Bu 卜文淵 | Rep 6 | 2010-04 | 2011-10 |
| Matthieu Louis Fumiyochi Millet | Rep 1 | 2010-03 | 2011-08 |
| Minja Evelyn Kang | Rep 1 | 2010-09 | 2011-05 |
| Shuyi Wang 王舒誼 | Rep 1 | 2010-08 | 2011-04 |
| Hanhua Liu 劉漢華 | Rep 6 | 2010-03 | 2011-03 |
| Florence Wai Ying Hui 許慧瑩 | Rep 6 | 2010-04 | 2011-03 |
| Michelle Chia-Hsing Lin | Rep 6 | 2010-04 | 2011-03 |
| Chi Fai Ng 吳梓輝 | RO 6 | 2010-02 | 2011-03 |
| Satsuki Kaneko | Rep 1 | 2010-08 | 2011-02 |
| Ka Hing Yiu 姚嘉興 | Rep 6 | 2010-10 | 2010-10 |
| Thomas Crawford Cook III | RO 1 | 2010-02 | 2010-09 |
Showing 1–66 of 66
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