Lawrence Hung Jun Koo
顧弘潤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Hung Jun Koo (顧弘潤), a licensed former licensee with CE reference ADL513. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-16 | 2023-10-07 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-02-16 | 2023-10-07 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-03 | 2020-02-06 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-03 | 2020-02-06 |
| Tribridge Investment Partners Limited | Rep | Type 4 — Advising on securities | 2006-09-20 | 2008-06-27 |
| Tribridge Investment Partners Limited | Rep | Type 9 — Asset management | 2006-09-20 | 2008-06-27 |