John Bennett Liptak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Bennett Liptak, a licensed former licensee with CE reference AEQ330. This person has 4.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-16 | 2015-05-17 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-16 | 2015-05-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-08 | 2014-02-10 |
| Tribridge Investment Partners Limited | Rep | Type 4 - Advising on securities | 2009-08-05 | 2010-03-05 |
| Tribridge Investment Partners Limited | Rep | Type 9 - Asset management | 2009-08-05 | 2010-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Bennett Liptak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.