Calvin Ye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin Ye, a licensed Representative with CE reference AZL767. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 13.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-28 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-11-08 | 2024-03-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-11 | 2024-03-31 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-29 | 2021-07-03 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-15 | 2014-01-15 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-17 | 2014-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Calvin Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.