Soon Yi Brian Ooi
黃順豫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soon Yi Brian Ooi (黃順豫), a licensed former licensee with CE reference BGR151. This person has 6.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-01 | 2023-03-31 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-01 | 2023-03-31 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-27 | 2019-01-16 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-27 | 2019-01-16 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-21 | 2016-12-31 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-21 | 2016-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Soon Yi Brian Ooi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.