Soon Yi Brian Ooi
黃順豫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soon Yi Brian Ooi (黃順豫), a licensed former licensee with CE reference BGR151. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-01 | 2023-03-31 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-01 | 2023-03-31 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-27 | 2019-01-16 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-27 | 2019-01-16 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-21 | 2016-12-31 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-21 | 2016-12-31 |