Michael Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chung, CE reference AUC505. Currently licensed at 1 firm(s): Oppenheimer Investments Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-02 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-30 | present |
| SJS Markets Limited |
Rep | Type 1 — Dealing in securities | 2009-11-10 | 2012-03-09 |