Thomas Crawford Cook III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Crawford Cook III ( ), a licensed former licensee with CE reference ASI335. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-12 | 2010-09-07 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-29 | 2009-04-21 |