Jie Ru Gillian Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Ru Gillian Lim ( ), a licensed former licensee with CE reference BBA912. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-03-10 | 2019-10-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-03-10 | 2019-10-07 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-25 | 2014-03-07 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-25 | 2014-03-07 |