Daniel William Holder
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel William Holder ( ), a licensed former licensee with CE reference AQM604. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-25 | 2016-04-06 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-16 | 2015-03-26 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-29 | 2013-08-31 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-01-29 | 2013-08-31 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-03 | 2013-01-29 |
| Aletheia Analyst Network Limited |
RO | Type 1 — Dealing in securities | 2008-06-03 | 2012-09-30 |
| Aletheia Analyst Network Limited |
RO | Type 4 — Advising on securities | 2008-06-03 | 2012-09-30 |