Shuyi Wang

王舒誼
CE No. AVQ913 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuyi Wang (王舒誼), a licensed former licensee with CE reference AVQ913. This person has 2.9 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 - Advising on securities 2012-04-10 2013-07-25
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2011-05-04 2013-07-25
Oppenheimer Investments Asia Limited
凱萬亞洲有限公司
Rep Type 1 - Dealing in securities 2010-08-31 2011-04-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuyi Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Matthieu Louis Fumiyochi Millet Oppenheimer Investments Asia Limited 2010–2011
Minja Evelyn Kang Oppenheimer Investments Asia Limited 2010–2011
Bo-Kai Huang Oppenheimer Investments Asia Limited 2010–2011
Ya Tzu Liao Oppenheimer Investments Asia Limited 2010–2011
Chung Leung Yip Oppenheimer Investments Asia Limited 2010–2011
Satsuki Kaneko Oppenheimer Investments Asia Limited 2010–2011
Steven A Bernstein Oppenheimer Investments Asia Limited 2010–2011
Charles Broadfoot Holmes Oppenheimer Investments Asia Limited 2010–2011
Caroline Man Har Lau Oppenheimer Investments Asia Limited 2010–2011
Dapeng Xu Oppenheimer Investments Asia Limited 2010–2011
Chetan Bhatia Oppenheimer Investments Asia Limited 2010–2011
Wenyuan Bu Oppenheimer Investments Asia Limited 2010–2011
Jia Wong Oppenheimer Investments Asia Limited 2010–2011
Hanhua Liu Oppenheimer Investments Asia Limited 2010–2011
Florence Wai Ying Hui Oppenheimer Investments Asia Limited 2010–2011
Michelle Chia-Hsing Lin Oppenheimer Investments Asia Limited 2010–2011
Chi Fai Ng Oppenheimer Investments Asia Limited 2010–2011
Pak Chun Wong Oppenheimer Investments Asia Limited 2011
Kyle Michael Wool Oppenheimer Investments Asia Limited 2011
Carlos Lai Oppenheimer Investments Asia Limited 2011
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