Aletheia Analyst Network Limited

CE No. AQM601 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aletheia Analyst Network Limited, a Hong Kong-based licensed corporation with CE reference AQM601. Currently licensed for regulated activity type(s) 4 - Advising on securities. Current licensed staff on file: 19 (total recorded over time: 62). Earliest licence on file: 2008-06-03.

Category:
Sell side · Consulting
Registered address:
Unit 2407 World-Wide House, 19 Des Voeux Road, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2008-06-03 present
Type 1 - Dealing in securities 2008-06-03 2013-01-28

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (62)

Active on date
Name Activities First licensed To
Syed Ali Raza Naqvi RO 4 Rep 4 2021-06 Present
Felix Stephen Rusli RO 4 Rep 4 2024-02 Present
Ting Sze Tsoi 蔡婷思 RO 4 2019-10 Present
Richard Antony Wallace RO 4 2012-09 Present
Roderick Mark Waters RO 4 2012-09 Present
Michael Graeme Bateman Rep 4 2019-11 Present
Vincent Cheong Wa Chan 陳昌華 Rep 4 2021-06 Present
George Tsung-Chi Chang Rep 4 2020-06 Present
Hsun-Chih Chang 張玄志 Rep 4 2019-03 Present
Yi-Lin Chen 陳誼玲 Rep 4 2019-11 Present
Ying Hang Choi 蔡應鏗 Rep 4 2021-06 Present
Yun-Hsuan Kang 康耘瑄 Rep 4 2025-11 Present
Hwa Jen Lau 劉華仁 Rep 4 2016-07 Present
Shih Han Lin 林仕翰 Rep 4 2024-03 Present
Steven Liu Rep 4 2024-04 Present
David John Scott Rep 4 2012-09 Present
Andrew Charles Stotz Rep 4 2014-02 Present
Tianli Wen 溫天力 Rep 4 2026-05 Present
Shifeng Zheng 鄭世丰 Rep 4 2024-07 Present
Augustine Chen Rep 4 2025-11 2026-06
Prashant Achyut Gokhale RO 4 Rep 4 2021-06 2024-10
Tian-Ho Liao 廖天河 Rep 4 2022-12 2023-08
Jin Kyu Yoon Rep 4 2018-07 2022-12
Xiao Hong Li 李少峰 Rep 4 2020-09 2022-08
John Duncan Wagner 王德肯 Rep 4 2020-10 2022-07
Vijay Kumar Dayal Harjani Rep 4 2021-06 2021-06
Chia-Lin Lu 呂家霖 Rep 4 2019-10 2020-02
Ching Wang 王瀞 Rep 4 2018-06 2019-07
Manmohan Singh Rep 4 2017-12 2019-03
Terrence Miguel Alford Rep 4 2016-10 2018-11
Artem Afonin Rep 4 2017-11 2018-09
Zheng Liu 劉崢 Rep 4 2014-09 2018-08
Paul Louis Peter Schulte Rep 4 2013-04 2018-08
Krijn Jelle Dijkstra Rep 4 2014-09 2018-08
Paul Edward Krake Rep 4 2012-09 2018-08
Rupert Douglas Alexander Mitchell Rep 4 2017-01 2018-03
Andrew John Lawrence Rep 4 2015-08 2017-05
David Nicholas Ainsworth Rep 4 2013-06 2016-05
John Cyril Lester Schofield Rep 4 2015-06 2015-12
Tau Cheung Cheng 鄭導昌 Rep 4 2013-02 2015-12
Christian Kwok Fung Ng 吳國楓 Rep 4 2013-10 2015-03
Patrick Marcel Crivelli Rep 4 2013-09 2014-04
Matthew Owen Marsden Rep 4 2013-09 2014-04
Shan Han 韓湘 Rep 1, 4 2008-09 2013-06
Edward Robert Stockreisser Rep 4 2012-10 2013-05
Hae Ran Chang Rep 4 2012-07 2013-01
Dong Kee Shin 申東起 Rep 1, 4 2010-04 2013-01
Michael Myung Sok Yoo Rep 4 2012-07 2013-01
Sa Jean Youn Rep 4 2012-07 2013-01
Simon John Fischer RO 1 Rep 1, 4 2010-10 2012-11
Peter James Twist RO 1, 4 2008-06 2012-10
Alistair Charles Maxwell Fullerton Rep 1, 4 2011-07 2012-09
Daniel William Holder RO 1, 4 2008-06 2012-09
Felix Hiu Fung Fok 霍曉鋒 Rep 4 2009-06 2010-10
Jean-Louis Lafayeedney Rep 4 2010-07 2010-10
Gongliang Wu 吳公樑 Rep 4 2009-12 2010-10
Mark Eagleson Burges Watson Rep 4 2010-06 2010-10
John Albert Neil Juggins RO 4 Rep 4 2009-03 2010-10
Maximillian Rudiger von Etzdorf Rep 1 2008-11 2010-07
Zhufeng Wang 王柱峰 Rep 4 2009-09 2009-10
Adrian Rubin Gornall Rep 1 2008-10 2009-09
Gregory Charles Austin Rep 1, 4 2009-02 2009-08
Showing 1–62 of 62

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 1 shared activity type - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 1 shared activity type - 中信里昂證券有限公司

CITIC Securities (Hong Kong) Limited

CE AAK249 - 957 staff - 1 shared activity type - 中信證券(香港)有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

Related