John Duncan Wagner
王德肯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Duncan Wagner (王德肯), a licensed former licensee with CE reference ACJ744. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-08-29 | 2025-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-08-29 | 2025-01-23 |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2020-10-12 | 2022-07-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-01 |