Prashant Achyut Gokhale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prashant Achyut Gokhale ( ), a licensed former licensee with CE reference AGO373. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2024-01-17 | 2024-10-18 |
| Aletheia Analyst Network Limited |
RO | Type 4 — Advising on securities | 2021-11-11 | 2024-01-17 |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2021-06-04 | 2021-11-11 |
| Aletheia Technologies Limited | RO | Type 4 — Advising on securities | 2018-09-10 | 2021-06-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-13 | 2017-09-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2017-09-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-08-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-15 |