Simon John Fischer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon John Fischer ( ), a licensed former licensee with CE reference AVW178. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | RO | Type 2 — Dealing in futures contracts | 2018-07-25 | 2020-10-31 |
| Tora Trading Services Limited | RO | Type 1 — Dealing in securities | 2013-12-16 | 2020-10-31 |
| Tora Trading Services Limited | RO | Type 7 — Providing automated trading services | 2013-12-16 | 2020-10-31 |
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2013-08-05 | 2013-12-16 |
| Tora Trading Services Limited | Rep | Type 7 — Providing automated trading services | 2013-08-05 | 2013-12-16 |
| Aletheia Analyst Network Limited |
RO | Type 1 — Dealing in securities | 2012-09-21 | 2012-11-01 |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2012-07-11 | 2012-11-01 |
| Aletheia Analyst Network Limited |
Rep | Type 1 — Dealing in securities | 2010-10-08 | 2012-09-21 |