Gregory Charles Austin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Charles Austin ( ), a licensed former licensee with CE reference AFP266. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2014-06-03 | 2015-08-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2010-02-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-08 | 2010-02-04 |
| Aletheia Analyst Network Limited |
Rep | Type 1 — Dealing in securities | 2009-02-19 | 2009-08-13 |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2009-02-19 | 2009-08-13 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-23 | 2008-02-18 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-23 | 2008-02-18 |