Alistair Charles Maxwell Fullerton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alistair Charles Maxwell Fullerton ( ), a licensed former licensee with CE reference AXG442. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
Rep | Type 1 — Dealing in securities | 2011-07-05 | 2012-09-30 |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2011-07-05 | 2012-09-30 |