Tian-Ho Liao
廖天河
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian-Ho Liao (廖天河), a licensed former licensee with CE reference AXO674. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2022-12-22 | 2023-08-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-01 | 2020-08-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-07 | 2013-03-16 |