Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanggu Asset Management (Asia) Limited (上古亞洲資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BJD133. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 34 (total recorded over time: 65). Earliest licence on file: 2017-06-16.
- Category:
-
Buyside · Asset management
- Registered address:
- Suite 1812A, 18/F, Tower 2, Lippo Centre, 89 Queensway, Admiralty
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-06-16 | present |
| Type 4 - Advising on securities | 2017-06-16 | present |
| Type 9 - Asset management | 2017-06-16 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (65)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yin Wing Leung 梁彥頴 | RO 1, 4, 9 Rep 4, 9 | 2021-01 | Present |
| Shu Cheung Yau 游樹祥 | RO 1, 4, 9 | 2020-07 | Present |
| King Shing Chan 陳敬誠 | Rep 1 | 2024-05 | Present |
| Siu Chung Chan 陳肇聰 | Rep 1 | 2024-09 | Present |
| Wai Ling Chan 陳惠玲 | Rep 1, 4 | 2026-05 | Present |
| Tin Wai Chen 陳天偉 | Rep 1 | 2024-08 | Present |
| Fung Nean Cheong 鍾豐年 | Rep 1, 4, 9 | 2021-11 | Present |
| Kam Fai Cheuk 卓錦輝 | Rep 1, 4 | 2024-06 | Present |
| Jacky Shiu Ming Cheung 張兆明 | Rep 1 | 2024-06 | Present |
| Christine Ka Man Chiu 趙嘉敏 | Rep 1, 9 | 2024-08 | Present |
| Man Wing Choi 蔡文荣 | Rep 1 | 2026-07 | Present |
| Dorothy Mei Ling Ding 丁美伶 | Rep 1 | 2024-08 | Present |
| Che Hsi Jason Fan 范哲曦 | Rep 1, 4 | 2025-01 | Present |
| Pui Ki Ho 何珮琪 | Rep 1 | 2024-07 | Present |
| Mang Lun Kum 甘孟麟 | Rep 1, 4 | 2025-04 | Present |
| Deborah Lam 林婉媚 | Rep 1 | 2026-07 | Present |
| Elsa Suk Fan Lam 林淑芬 | Rep 1 | 2024-07 | Present |
| Yu Sin Lam 林于茜 | Rep 1, 4 | 2026-05 | Present |
| Abel Kwong Kee Lee 李廣基 | Rep 1 | 2024-06 | Present |
| Eunice Jovin Lee 李彥諮 | Rep 1, 4, 9 | 2024-09 | Present |
| Chuen Ho Li 李傳浩 | Rep 1 | 2024-07 | Present |
| Ying Fan Lo 盧影芬 | Rep 1 | 2024-06 | Present |
| Philip Wai Keung Luk 陸偉強 | Rep 1 | 2024-07 | Present |
| Kathleen Wing Mui Siu 蕭詠梅 | Rep 1 | 2024-06 | Present |
| Ka Yan Tam 譚嘉欣 | Rep 1, 4 | 2023-03 | Present |
| Kin Chung Tam 談建聰 | Rep 1 | 2024-10 | Present |
| Kin Wang Tsang 曾健宏 | Rep 1 | 2024-07 | Present |
| Jane Ching Tsui 徐晶 | Rep 1, 4, 9 | 2018-05 | Present |
| Guangcan Wang 王光燦 | Rep 1, 4, 9 | 2024-02 | Present |
| Jing Wang 王晶 | Rep 1, 4 | 2025-09 | Present |
| Cheuk Man Wong 黃焯敏 | Rep 1 | 2024-06 | Present |
| Alex Cheuk Lok Yip 葉卓躒 | Rep 1 | 2024-07 | Present |
| Richard Jr. Yung 榮文淵 | Rep 1 | 2024-07 | Present |
| Jieyao Zhang 张洁瑶 | Rep 1 | 2026-04 | Present |
| Peter Kwok 郭致言 | Rep 4, 9 | 2024-12 | 2026-07 |
| Sheung Yick Chan 陳常益 | Rep 1, 4, 9 | 2025-04 | 2026-04 |
| Chun Hin Chan 陳俊軒 | Rep 1, 4, 9 | 2021-02 | 2026-03 |
| Hiu Fai Ma 馬曉暉 | Rep 1, 4, 9 | 2018-09 | 2025-12 |
| Mingkai Wang 王明愷 | Rep 1, 4 | 2025-10 | 2025-11 |
| Kenny Chi Yiu Siu 邵志堯 | Rep 1, 4, 9 | 2025-02 | 2025-10 |
| Lipeng Tang 唐力鵬 | Rep 1, 4, 9 | 2024-02 | 2025-10 |
| Simon Sun Ming Wong 王新鳴 | Rep 1, 4, 9 | 2018-01 | 2025-03 |
| Fung Chiu Tse 謝豐照 | Rep 1 | 2024-06 | 2025-03 |
| Kwok Wai Chan 陳覺偉 | Rep 1, 4, 9 | 2022-05 | 2024-10 |
| Doris Pui Sze Ho-Lee 何珮詩 | Rep 1, 4, 9 | 2020-09 | 2024-07 |
| Tak Lim Lam 林德廉 | Rep 1 | 2022-12 | 2024-02 |
| Yi Chuan Koay 郭毅全 | Rep 1, 4, 9 | 2018-12 | 2023-04 |
| Ching Man Pang 彭政文 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-04 | 2023-03 |
| Wai Keung James Chan 陳偉強 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-06 | 2022-07 |
| Yan Lam Lee 李欣霖 | RO 1, 4, 9 Rep 4, 9 | 2020-09 | 2022-05 |
| Ting Kay Ho 何定錤 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-10 | 2022-03 |
| Ethan Ka Hin Leung 梁嘉軒 | Rep 1, 4, 9 | 2021-05 | 2021-10 |
| Yi-Nung Huang 黃憶農 | Rep 1, 4, 9 | 2020-03 | 2021-06 |
| Ka Wa Ng 吳家華 | Rep 1, 4, 9 | 2020-11 | 2021-05 |
| Sin Yee Mok 莫倩儀 | RO 1, 4, 9 | 2017-06 | 2020-01 |
| Yuen Fun Tse 謝苑芬 | Rep 1, 4 | 2018-04 | 2019-12 |
| Wei Wang 王瑋 | RO 1, 4, 9 | 2017-06 | 2019-01 |
| Pui Shuen Chan 陳沛璇 | Rep 1, 4 | 2018-09 | 2019-01 |
| Kong Kin Lo 盧剛建 | Rep 1, 4 | 2018-06 | 2018-12 |
| Ching Lam Choi 蔡清琳 | Rep 1, 4 | 2018-04 | 2018-10 |
| Donmany Hing Pang Tang 鄧慶鵬 | Rep 1, 4, 9 | 2018-02 | 2018-09 |
| Yiu Lun Leung 梁耀麟 | Rep 1, 4, 9 | 2018-02 | 2018-07 |
| Ni Lin 林昵 | RO 1, 4, 9 | 2017-06 | 2018-05 |
| King Yuet Chan 陳琼月 | Rep 1, 4, 9 | 2017-12 | 2018-03 |
| Hok Sum Lau 劉學森 | Rep 1, 4, 9 | 2017-09 | 2018-02 |
Showing 1–65 of 65
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