Pui Shuen Chan
陳沛璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shuen Chan (陳沛璇), a licensed former licensee with CE reference AQM267. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-14 | 2019-01-25 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-14 | 2019-01-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-18 | 2017-03-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-18 | 2017-03-02 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2010-12-22 | 2017-03-02 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2010-12-22 | 2017-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-08 | 2010-11-15 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-08 | 2010-11-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-13 | 2008-08-21 |