Pui Shuen Chan
陳沛璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shuen Chan (陳沛璇), a licensed former licensee with CE reference AQM267. This person has 7.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-14 | 2019-01-25 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-14 | 2019-01-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-18 | 2017-03-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-18 | 2017-03-02 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2010-12-22 | 2017-03-02 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2010-12-22 | 2017-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-08 | 2010-11-15 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-08 | 2010-11-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-13 | 2008-08-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Shuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.