Kwok Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Chan (陳覺偉), a licensed Responsible Officer with CE reference BSJ425. Currently licensed at 1 firm(s): GLY CAPITAL MANAGEMENT LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.2 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-09-08 | present |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 4 - Advising on securities | 2026-09-08 | present |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 9 - Asset management | 2026-09-08 | present |
| WE Securities Limited 維恩證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-08 | 2026-08-03 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-12-08 | 2026-08-03 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 9 - Asset management | 2025-12-08 | 2026-08-03 |
| WE Securities Limited 維恩證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-18 | 2025-12-08 |
| WE Asset Management Limited 維恩資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-18 | 2025-12-08 |
| WE Asset Management Limited 維恩資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-12-18 | 2025-12-08 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-17 | 2024-10-17 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-17 | 2024-10-17 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-17 | 2024-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.