Ka Wa Ng
吳家華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wa Ng (吳家華), a licensed former licensee with CE reference BMT299. This person has 2.4 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-04 | 2021-05-01 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-04 | 2021-05-01 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-04 | 2021-05-01 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-30 | 2020-04-30 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-28 | 2020-04-30 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-28 | 2020-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wa Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.