Ka Wa Ng
吳家華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wa Ng (吳家華), a licensed former licensee with CE reference BMT299. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-04 | 2021-05-01 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-04 | 2021-05-01 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-04 | 2021-05-01 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-30 | 2020-04-30 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-28 | 2020-04-30 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-28 | 2020-04-30 |