Wai Keung James Chan
陳偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Keung James Chan (陳偉強), a licensed former licensee with CE reference BJD772. This person has 5.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-04 | 2022-07-28 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-04 | 2022-07-28 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-02-04 | 2022-07-28 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-16 | 2021-02-04 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-06-16 | 2021-02-04 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-16 | 2021-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Keung James Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.