Sin Yee Mok
莫倩儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yee Mok (莫倩儀), a licensed former licensee with CE reference AMS525. This person has 13.6 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wynson Asset Management Limited 永昇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-05-12 | 2024-12-09 |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-12 | 2024-12-09 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-16 | 2020-01-01 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-06-16 | 2020-01-01 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-16 | 2020-01-01 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-04 | 2016-03-31 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-02-21 | 2016-03-31 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-02 | 2012-11-30 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-02 | 2012-11-30 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-07-13 | 2009-12-23 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-25 | 2009-12-23 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-05 | 2008-09-12 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-18 | 2008-08-12 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-18 | 2008-08-12 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-05 | 2007-11-22 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-21 | 2006-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Yee Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.