Kong Kin Lo
盧剛建
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Kin Lo (盧剛建), a licensed former licensee with CE reference ATJ079. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-06 | 2018-12-31 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-06 | 2018-12-31 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-28 | 2016-05-31 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-28 | 2016-05-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-20 | 2014-05-11 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-20 | 2014-05-11 |