Hok Sum Lau
劉學森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Sum Lau (劉學森), a licensed former licensee with CE reference ADV455. This person has 0.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-01 | 2018-02-13 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-01 | 2018-02-13 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-01 | 2018-02-13 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-14 | 2017-08-26 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-14 | 2017-08-26 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-14 | 2017-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Sum Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.