ASA Securities Limited

富國證券有限公司

CE No. ASU517 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ASA Securities Limited (富國證券有限公司), a Hong Kong-based licensed corporation with CE reference ASU517. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 6 (total recorded over time: 70). Earliest licence on file: 2010-08-19.
Category:: Sell side · Brokerage
Registered address:: Unit 1103A, 11/F, COSCO Tower, 183 Queen's Road Central, Sheung Wan
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2010-08-19	present
Type 4 - Advising on securities	2012-07-05	present
Type 2 - Dealing in futures contracts	2010-08-19	2026-07-28

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (70)

Active on date RO only

Name	Activities	First licensed	To
Kam Kuen Lee 李錦權	RO 1, 4 Rep 1	2022-07	Present
Yuen Ki Ng 吳琬琪	RO 1, 4 Rep 4	2025-11	Present
Xin Liu 劉欣	Rep 1	2019-03	Present
Tak Shun Ngai 倪德順	Rep 1	2023-01	Present
Kwok Wai Wong 黃國偉	Rep 1, 2	2011-11	Present
Weimin Xu 許為珉	Rep 1	2026-07	Present
Haimeng Zou 邹海梦	Rep 1, 4	2024-09	2026-03
Lai Sum Christina Liu 廖麗心	RO 1, 2, 4	2022-03	2026-01
Gilbert Kin Chun Wong 黃健俊	RO 1, 4 Rep 1, 4	2022-06	2025-08
Luen Kai Tam 譚聯佳	Rep 1	2014-01	2025-08
Yu Hin Lee 利宇軒	RO 1, 2, 4	2019-01	2025-05
Chun Kin Chan 陳振健	RO 1 Rep 1, 2	2024-03	2025-05
Kin Leung Kwok 郭建良	Rep 1, 2	2020-02	2025-03
Benny Chi Wai Lam 林志偉	Rep 1, 4	2023-07	2024-02
Kwok Choi Lai 賴國財	RO 1, 2, 4 Rep 1, 2	2017-03	2023-12
Stephen Wai Hung Chan 陳偉雄	Rep 1, 4	2016-03	2023-02
Kit Ming Ho 何傑明	Rep 1, 2	2022-04	2022-09
Andy Yan Wing Chan 陳欣永	RO 1, 2, 4	2021-10	2022-07
Tat Wai Leung 梁達偉	Rep 1	2015-03	2021-11
Ka Kit Lai 黎家傑	RO 1, 2, 4 Rep 1, 2, 4	2021-04	2021-11
Peiye Cai 蔡培燁	Rep 1, 2	2018-08	2021-09
Chi Po Ngan 顏志波	RO 1, 2, 4 Rep 1, 2	2010-12	2021-05
Darren Chan 陳志銘	Rep 1	2016-09	2021-04
Chi Ming Ho 何志明	RO 1, 2, 4 Rep 1, 2	2011-02	2021-02
Kai Chun Ho 何佳俊	Rep 1, 2	2017-03	2019-11
Ting Ting Ho 何婷婷	Rep 1, 2	2017-03	2019-06
Suk Ying Poon 潘淑英	Rep 1	2015-06	2019-06
Kam Kong Lo 盧淦江	Rep 1	2015-12	2019-06
Alex Yee Yuk Tang 鄧以旭	RO 4 Rep 1, 2	2011-07	2019-05
Ka Kin Ng 吳家健	RO 1, 2 Rep 1	2016-05	2016-09
Tak Wa Li 李德華	Rep 1, 2	2016-02	2016-08
Amanda Sin Man Cheung 張善文	Rep 1	2013-11	2016-06
Pui Yee Chong 莊貝怡	Rep 1	2013-12	2016-06
Fangxing Niu 牛昉星	Rep 1, 2	2013-11	2016-06
Tat Shing Wan 尹達城	Rep 1	2011-12	2016-06
Hiu Chun Wong 黃曉珍	Rep 1, 2	2015-12	2016-05
King Yuk Ng 吳琼玉	Rep 1	2015-11	2016-02
Jeannie Nga Chun Sze 舒雅珍	Rep 1	2015-03	2015-12
Xiao Feng Song	Rep 1	2014-06	2015-12
Chi Cui 崔馳	Rep 1	2015-06	2015-12
Xingxing Wang 王星星	Rep 1, 2, 4	2011-02	2015-12
Wan Hung Leung 梁雲雄	Rep 1	2011-09	2015-12
Chen Chen 陳辰	Rep 1, 2, 4	2013-04	2015-10
Tony Hin Tung Pang 彭衍彤	Rep 1, 2	2013-04	2015-10
Weinian Li 黎偉念	Rep 1	2015-06	2015-07
Sam Wan Wai Lok 駱穩威	RO 1, 4 Rep 4	2012-10	2014-05
Chiu Chan Lok 駱昭塵	Rep 1, 2, 4	2013-04	2013-09
Pak Kin Lau 劉百堅	Rep 1	2012-05	2013-09
Joseph Gin Ming Kwong 鄺展明	Rep 1, 4	2013-03	2013-05
Li Guo 郭俐	Rep 1, 2, 4	2012-10	2013-05
Pak Cheung Yuen 阮栢祥	Rep 1	2013-05	2013-05
Kam Luen Cheng 鄭錦鑾	Rep 1	2011-09	2013-04
Jun Feng 馮軍	Rep 1, 2, 4	2011-08	2013-04
Yao Jun Li 李耀君	Rep 1	2010-11	2013-03
Peter Sai Tsun Hui 許世駿	RO 1, 2	2010-08	2012-10
Hin Sang Pang 彭獻生	Rep 1	2011-09	2012-06
Yiu Wa Wun 尹耀華	Rep 1	2011-09	2012-06
Siu Chung Tang 鄧肇宗	Rep 1	2012-05	2012-05
Sze Hang Lau 劉思行	Rep 1, 2	2011-02	2011-09
Angie Hoi Ning Wan 溫凱寧	Rep 1	2011-02	2011-09
Cho Yan Kok 谷祖欣	Rep 1, 2	2010-10	2011-09
Ut Hong Ieong 楊月紅	Rep 1, 2	2011-08	2011-09
Tat Sang Kong 江達生	Rep 1, 2	2011-02	2011-07
Ping Yam Kwok 郭秉鑫	Rep 1, 2	2010-11	2011-06
Sze Wah Wong 黃思華	Rep 1	2011-01	2011-06
Diana Ping Lee 李萍	Rep 1	2010-09	2011-05
Chak Sum Ho 何澤森	Rep 1	2010-11	2011-05
Hing Wo Law 羅慶和	Rep 1	2011-01	2011-03
Samiel Chung Yin Chau 周中彥	RO 1, 2	2010-08	2011-01
Chi Yan Lo 盧紫茵	Rep 1, 2	2010-09	2010-12