Sze Hang Lau
劉思行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Hang Lau (劉思行), a licensed former licensee with CE reference APH036. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-17 | 2011-09-30 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-17 | 2011-09-30 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-23 | 2007-10-10 |