Suk Ying Poon
潘淑英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Ying Poon (潘淑英), a licensed former licensee with CE reference AAB267. This person has 16.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-29 | 2019-06-21 |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-02 | 2015-06-20 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-01 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-03 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-03 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suk Ying Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.