Suk Ying Poon
潘淑英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Ying Poon (潘淑英), a licensed former licensee with CE reference AAB267. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-29 | 2019-06-21 |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-02 | 2015-06-20 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-11-01 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-03 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-03 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-03 |