Andy Yan Wing Chan
陳欣永
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Yan Wing Chan (陳欣永), a licensed former licensee with CE reference ADJ208. This person has 17.7 years of SFC licence history. Total licence records on file: 47.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cortina Capital Asset Management Limited | Rep | Type 4 - Advising on securities | 2023-03-01 | 2025-07-25 |
| Cortina Capital Asset Management Limited | Rep | Type 9 - Asset management | 2023-03-01 | 2025-07-25 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-26 | 2022-07-12 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-10-26 | 2022-07-12 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 - Advising on securities | 2021-10-26 | 2022-07-12 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-05-11 | 2021-08-17 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-12 | 2021-08-17 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-09-12 | 2021-08-17 |
| Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2019-06-05 | 2019-07-31 |
| Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-04-10 | 2019-07-31 |
| Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-04-10 | 2019-07-31 |
| Winx International Futures Co., Limited 萬新國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-05-22 | 2016-05-31 |
| CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-11-01 | 2011-12-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-06 | 2011-12-30 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-03 | 2011-05-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-11-19 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-05-29 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2009-05-29 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-20 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-03-04 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-03 | 2009-03-04 |
| Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-07-27 | 2009-03-01 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-01-08 | 2007-03-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-01-08 | 2007-03-26 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-08 | 2007-03-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-08 | 2007-01-08 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-08 | 2007-03-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-08-08 | 2007-01-08 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-01 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-01 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-01 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-08-01 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-22 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 - Advising on securities | 2006-06-22 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-03-03 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-03-03 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-13 | 2006-06-22 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-25 | 2005-09-07 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-25 | 2005-09-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-17 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-01-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andy Yan Wing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.